DISCLOSURES
Important regulatory, performance, risk, and privacy information.
Regulatory Information
Konark Asset Management LLC is a registered investment adviser with the U.S. Securities and Exchange Commission (SEC). Registration does not imply a certain level of skill or training. A copy of our Form ADV Part 2A (Firm Brochure) is available upon request or may be obtained from the SEC’s Investment Adviser Public Disclosure website at adviserinfo.sec.gov.
Performance Disclosure
Past performance is not indicative of future results. Investment involves risk, including the possible loss of principal. Performance data presented represent past performance of a representative account managed by Konark Asset Management LLC. Individual account results may differ due to timing of cash flows, account size, fees, and other factors. Performance figures are generally shown net of advisory fees unless otherwise noted. Benchmark comparisons are for informational purposes only and do not imply that our strategies will match or exceed benchmark returns.
Risk Disclosure
All investments carry risk, including potential loss of principal. Our quantitative strategies may involve concentrated positions, international securities, derivatives, and algorithmic trading, each of which carries specific risks. Backtested or historical algorithm performance does not guarantee future results. Market conditions, liquidity, execution quality, and other factors can materially impact realized outcomes. Investors should carefully evaluate their objectives, risk tolerance, and time horizon before investing.
Qualified Client Disclosure
Performance-based fees are available only to “Qualified Clients” as defined by SEC Rule 205-3 under the Investment Advisers Act of 1940. Qualified Client status is based on certain asset thresholds, which are periodically adjusted by the SEC. Investors should confirm current qualification criteria and consider the potential risks associated with performance fee arrangements.
Form ADV
Our Form ADV Part 2A (Firm Brochure) contains important details about our firm, services, fees, and potential conflicts of interest. Prospective and current clients are encouraged to review this document carefully.
Privacy Policy
Konark Asset Management LLC is committed to protecting the privacy of clients’ personal and financial information. We do not sell or share client information with third parties for marketing purposes. Our full privacy notice, describing how we collect, use, safeguard, and disclose information, is available upon request.